TOP HEADLINES

Mandatory rotation of credit raters possible

The whole issue of mandatory auditor rotation--often referred to as term limits for auditors--has been discussed ad nauseam in recent months.

Debate over compliance officers kicks up again

Supervision has been a big enforcement priority for years, and there has been more than a few failure to supervise charges.

Companies must boost third-party risk management efforts

It's no secret that companies are increasingly relying on third parties for core business processes.

Not all consultancies really provide integrated GRC solutions

There's no shortage of consulting firms pitching GRC solutions these days, and most of them will talk about integrated approaches, inevitably using the term holistic.

Risk management under fire at JPMorgan Chase

Jamie Dimon was recently asked if the bank's $2 billion trading loss was the result of any broken laws or SEC rules.

MORE NEWS

From Our Sister Sites

FierceFinanceIT

The regulatory reform effort that culminated with the passage of Dodd-Frank largely spared the alternatives industry.

FierceFinanceIT

Regulation NMS, which was enacted in 2007, has found its ways into the cross-hairs of market structure experts and some high-frequency trading firms that are on the defensive these days.