private placements news from FierceComplianceIT
NewsALSO NOTED: PwC settles with Justice Department for $2.3 million; CIOs still grappling with compliance after five years;
> PwC settles with Justice Department for $2.3 million. Article > Private placements: A good way around... Read more...
Private placements a move against Sarbox?Many people have argued long and hard that companies are eschewing public offerings because of Sarbox. I am not completely sold on this, but one could point to as evidence recent trends in the... Read more... Portal may be set for strong initial growthThe Nasdaq's bid to trump its arch rival, the New York Stock Exchange, is betting that private placements will continue to soar. A lot of the Sarbanes-Oxley related news has focused on the IPO... Read more... ALSO NOTED: First Sarbox whistleblower fares poorly;Colorful trial continues;> The latest Sarbanes-Oxley whistleblower would-be case: Fieldstone Investment, a subprime mortgage lender. Cynthia Harkness has charged she was terminated for reporting securities law... Read more... | Press ReleasesCascade Bancorp (Oregon) Announces Securities Purchase Agreements Extended With Private Party InvestorsBEND, Ore., Aug. 30 /PRNewswire-FirstCall/ -- Cascade Bancorp ("Cascade") (Nasdaq: CACB) announced today that it has entered into an agreement with each of David F. Bolger ("Mr. Bolger") and an Read more >> Westlake Securities Announces PromotionsAUSTIN, Texas, Aug. 16 /PRNewswire/ -- Westlake Securities is pleased to announce the promotions of Brad Alexander and Cory Allen to Managing Director, and Jon D'Andrea and Josh Cobb to Associate in Read more >> Lincoln C. Singleton Joins Evercore Partners Private Funds GroupNEW YORK & LONDON--(BUSINESS WIRE)-- Evercore Partners Inc. (NYSE: EVR) announces today that Lincoln C. Singleton has joined the firm’s Private Funds Group as a Managing Director with immediate Read more >> Cascade Bancorp (Oregon) Announces Securities Purchase Agreements Extended With Private Party Investors. Also Files Suit AgainstBEND, Ore., Aug. 2 /PRNewswire-FirstCall/ -- Cascade Bancorp ("Cascade") (Nasdaq: CACB) announced today that it has entered into an agreement with each of David F. Bolger ("Mr. Bolger") and an Read more >> Wells Fargo Securities Adds Cohen to Help Lead Municipal Bond ResearchCHARLOTTE, N.C.--(BUSINESS WIRE)-- Wells Fargo Securities, part of Wells Fargo & Company, today announced that Natalie Cohen has joined its Research & Economics Department as managing Read more >> |
