Goldman Sachs news from FierceComplianceIT
NewsEthics: Harvard MBA takes oath before joining Goldman Sachs
Many would argue that a key aspect of any successful in-house compliance program in the Sarbans-Oxley (Sarbanes-Oxley news) era is ethics (ethics news) training. You've got to instill in new... Read more...
When should a company disclose a Wells notice?
Companies have a lot of leeway when it comes to the disclosure of Wells notices from the SEC, which is a formal notice that the SEC (SEC news) is considering bringing civil charges against them. The... Read more...
Naked short fines amount to little
Are regulators serious about cracking down on naked short selling? Fortune puts it this way: "Securities industries watchdogs have had it with naked short selling--and if the biggest securities firms... Read more...
Goldman Sachs accused of stealing data
To the list of Goldman Sachs' (NYSE: GS) legal troubles, you can now add this: Ipreo Holdings, which provides software and market intelligence services for investment banking and other clients, has... Read more...
Continue to evolve your email archiving solutions
The Goldman Sachs (NYSE: GS) near-scandal regarding its CDO (CDO news) practices highlights again the need for robust email archiving systems. There has been a lot of talk about IM via computer or... Read more...
Spinning off of swaps desks a good idea?
The idea of more regulation of the ITC derivatives market was not hugely scary to Wall Street. Many banks were already resigned to a mandate to centrally clear some contracts. The idea of moving all... Read more...
Enterprise risk management and the limits of GRC
GRC software was never envisioned as the only risk application you would ever need. It was always a way to create cohesion among the various governance, risk and compliance silos from an IT... Read more...
The hallmarks of a good ERM program
Interest in enterprise risk management software seems to spike around big news--such as the fraud charges filed by the SEC against Goldman Sachs (NYSE: GS). The financial crisis in general has been a... Read more...
Apologies detract from real financial reform
Do apologies work? It seems that they do, given that many bank executives on the hot seat, not to mention Tiger Woods, have resorted to the tactic. The goal of course is to generates sympathy and... Read more...
Data loss prevention technology basics
Data loss prevention technologies are somewhat in vogue these days. I think we'll see an industry trade group coalesce around the idea before too long. This is a good thing--as more companies need to... Read more...
| Press ReleasesDigital Realty Trust to Participate in Investor Conferences in September 2010SAN FRANCISCO, Sept. 7 /PRNewswire-FirstCall/ -- Digital Realty Trust, Inc. (NYSE: DLR), the world's largest wholesale datacenter provider, announced today that Company management will be Read more >> Times Columnist Andrew Sorkin Discusses Absurdities and Realities of Post-Crash Wall Street: New Issue of ai5000'Everyone wants to take down the big dog'STAMFORD, Conn., Sept. 7 /PRNewswire/ -- In the current issue of ai5000, Andrew Ross Sorkin confesses he is perplexed by the degree of criticism directed at Read more >> NYSE Euronext and APX to Establish NYSE BlueTM, a Joint Venture Targeting Global Environmental MarketsNYSE Euronext will contribute its ownership in BlueNext in return for a majority interest in the joint venture;APX, a leading provider of operational infrastructure and services for the environmental Read more >> ENER1 Announces $65 Million Capital RaiseNEW YORK, Sept. 3 /PRNewswire-FirstCall/ -- ENER1, Inc. (Nasdaq: HEV) today announced that it has agreed to sell $55 million of senior unsecured notes, together with shares of common stock and Read more >> Fitch Downgrades Burger King's IDR to 'B+' on Buyout; Negative WatchCHICAGO--(BUSINESS WIRE)-- Fitch Ratings has taken the following rating actions on Burger King Corporation's (Burger King; NYSE:BKC) Issuer Default Rating (IDR) and outstanding debt ratings following Read more >> |
