compliance managers news from FierceComplianceIT

Dodd-Frank has already affected many banks, which are still rushing to figure out the nuts and bolts of every mandate. The law is comprehensive in scope. So at JPMorgan Chase, executives and managers... Read more...

How do you control for potential credit-related problems? That's a good question right now, as the annual meeting season gets underway. It's something that executives and compliance managers probably... Read more...

We've hit on the idea that the IT guys and the finance/compliance guys have really got to work together to ease the Sarbanes-Oxley compliance process. If not, you could easily end up in a Read more...

The database wars have raged for so-long, many people roll there eyes when it comes up. But financial and compliance managers may want to pay attention to the much-touted launch of Oracle's... Read more...

Compliance managers have a new executive compensation rule to comply with. In addition to your Sarbox burdens governing pay, you must now grapple with Section 409A of the Internal Revenue Code,... Read more...

Sarbox has been good for the stature of compliance managers. The term Chief Compliance Officer is becoming common. Recruiting has stepped up. And some now report to board committees.... Read more...